Unclaimed
James Edward Bady is a registered representative with Vanguard Marketing Corp. James has been in the securities industry since September 11, 2022, and is licensed to sell securities in 53 states and the District of Columbia. James holds the Series 7, Series 63, and SIE licenses. James is a dedicated financial professional committed to providing personalized financial advice to help clients achieve their investment goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
09/12/2022 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 09/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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