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James Edward Arnold

Lifemark Securities Corp.

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About James Edward Arnold

James Edward Arnold is a financial advisor who has been in the industry since 1986. He is currently registered with Lifemark Securities Corp. and is licensed to provide investment advice in multiple states. James previously held positions with Foresters Equity Services, Inc., Resource Horizons Group LLC, Investors Capital Corp., Signator Investors, Inc., John Hancock Mutual Life Insurance Company, North American Management, Inc., and First American National Securities, Inc. James specializes in investment management for both businesses and individuals, and his primary focus is providing financial planning services. James's clients benefit from his expertise and knowledge of the industry, as he has a strong track record of success.

Firm Information

James Arnold is currently registered with Lifemark Securities Corp.. Lifemark Securities Corp. is a registered investment advisor headquartered in Rochester, NY. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. They have 86 licensed agents, investment advisor representatives, and registered representatives who manage $246,107,839 in assets for 1,231 accounts. They are registered with the SEC and in all 50 states.
Lifemark Securities Corp.

400 WEST METRO PARK

ROCHESTER, NY 14623

$246.11M

Assets Under Management

780

Total Clients

135

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Arnold’s Registration & Firm History

VA

10/19/2018 - Present

Lifemark Securities Corp. (Lynchburg VA)

VA

01/03/2013 - 10/22/2018

FORESTERS EQUITY SERVICES, INC. (LYNCHBURG VA)

VA

01/04/2010 - 12/31/2012

RESOURCE HORIZONS GROUP LLC (LYNCHBURG VA)

VA

12/05/2000 - 12/31/2009

INVESTORS CAPITAL CORP. (LYNCHBURG VA)

MA

02/25/1993 - 12/05/2000

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

02/25/1993 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

SD

01/29/1991 - 02/09/1993

NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)

GA

09/29/1986 - 01/04/1991

FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 11/03/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/1988

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Edward Arnold.
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