Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Anderson is a financial advisor at LPL Financial LLC in Louisville, Kentucky. James has been in the financial services industry since 1994. Prior to joining LPL Financial LLC, James worked at Securities America, Inc., National Planning Corporation, Bancwest Investment Services, Inc., AIG Financial Advisors, Inc., SunAmerica Securities, Inc., Quick & Reilly, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., Sun Life of Canada (U.S.) Distributors, Inc., First Variable Capital Services, Inc., and Sentra Securities Corporation. James is registered to sell securities in six states, including California, Colorado, Georgia, Hawaii, Indiana, and Kentucky. James holds the Series 6, Series 7, Series 24 and SIE licenses. James is a registered representative with FINRA and a registered investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
05/09/2024 - Present
LPL Financial LLC (LOUISVILLE KY)
KY
11/01/2017 - 05/09/2024
SECURITIES AMERICA, INC. (LOUISVILLE KY)
HI
12/18/2009 - 11/06/2017
NATIONAL PLANNING CORPORATION (KAILUA-KONA HI)
HI
04/20/2007 - 10/22/2009
BANCWEST INVESTMENT SERVICES, INC. (KEALAKEKUA HI)
HI
10/31/2005 - 03/14/2007
AIG FINANCIAL ADVISORS, INC. (KAULUA-KONA HI)
AZ
07/16/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
10/10/2003 - 06/17/2004
QUICK & REILLY, INC. (NEW YORK NY)
KY
06/11/2002 - 10/09/2003
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
MA
01/30/2001 - 10/10/2001
SUN LIFE OF CANADA (U.S.) DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
AL
09/08/2000 - 12/07/2000
FIRST VARIABLE CAPITAL SERVICES, INC. (BIRMINGHAM AL)
AZ
01/18/2000 - 08/28/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
01/13/1999 - 12/06/1999
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
03/21/1996 - 02/12/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
07/15/1993 - 03/21/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/15/1993 - 03/21/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 07/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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