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James Edmund Tierney

Raymond James Investment Management

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About James Edmund Tierney

James Edmund Tierney is a financial advisor who has been working in the financial industry since August 9, 2012. James is currently registered with Raymond James Investment Management in St. Petersburg, Florida. James holds Series 6, 63, and 65 licenses and the SIE exam. James has worked for several financial institutions, including Questar Capital Corporation and People's Securities, Inc. James specializes in investment company products, variable contracts, and mutual funds.

Firm Information

James Tierney is currently registered with Raymond James Investment Management. Raymond James Investment Management is an investment advisor registered with the SEC. The firm, headquartered in ST PETERSBURG, FL, has 93 employees and manages approximately $16,378,977,378 in regulatory assets under management. They offer portfolio management services for individuals, investment companies, and pooled investment vehicles. Their client base includes investment companies, pooled investment vehicles, and high-net-worth individuals.
Raymond James Investment Management

780 CARILLON PARKWAY

ST PETERSBURG, FL 33716

$16.38B

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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James Tierney’s Registration & Firm History

FL

11/09/2020 - Present

Raymond James Investment Management (ST PETERSBURG FL)

FL

01/09/2017 - 05/02/2019

QUESTAR CAPITAL CORPORATION (PALM BEACH GARDENS FL)

CT

08/01/2011 - 09/12/2016

PEOPLE'S SECURITIES, INC. (SHELTON CT)

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Licenses & Designations

IA

Issued 12/11/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/03/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Edmund Tierney.
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