linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Edmund Switzer

Sanford C. Bernstein & CO., LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Edmund Switzer

James Switzer is a financial advisor at Sanford C. Bernstein & CO., LLC. James has over 27 years of experience in the financial services industry. James's career spans several firms, including SG Americas Securities, LLC, UBS Securities LLC, BNP Paribas Securities Corp., Paine Webber Incorporated, Kidder, Peabody & Co. Incorporated and Chase Securities, Inc. James is registered with the state of Tennessee. James holds the Series 63, 24, 7 and SIE securities licenses. James specializes in Portfolio Management for Pooled Investment Vehicles.

Firm Information

James Switzer is currently registered with Sanford C. Bernstein & CO., LLC. Sanford C. Bernstein & CO., LLC is a Limited Liability Company, registered with the SEC and in 53 states. It was formed on August 16, 2000, and has its main office in Nashville, TN. The firm manages between $1 billion and $10 billion in assets for various clients, including pooled investment vehicles, insurance companies, charitable organizations, high-net-worth individuals, and state or municipal government entities. Their advisory services primarily focus on portfolio management for pooled investment vehicles.
Sanford C. Bernstein & CO., LLC

501 COMMERCE STREET

NASHVILLE, TN 37203

$3.71B

Assets Under Management

Not reported

Total Clients

271

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

check

other

See schedule d, miscellaneous

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Switzer’s Registration & Firm History

TN

12/07/2011 - Present

Sanford C. Bernstein & CO., LLC (Nashville TN)

NY

09/15/2010 - 04/05/2011

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

05/24/2002 - 03/25/2004

UBS SECURITIES LLC (NEW YORK NY)

NY

12/04/2000 - 05/15/2002

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NJ

01/05/1995 - 11/29/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

03/24/1993 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

MD

09/24/1991 - 02/23/1993

CHASE SECURITIES, INC. (NEW YORK MD)

NA

12/22/1987 - 09/09/1991

ALEX. BROWN & SONS INCORPORATED

Not sure if James Edmund Switzer is right for you?

Licenses & Designations

BC

Issued 09/21/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Edmund Switzer.
Not sure if James Edmund Switzer is right for you?