Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hesseling is an investment advisor representative with Cambridge Investment Research Advisors, Inc., and holds a Series 66 license as well as Series 7, Series 31, and SIE licenses. James has been in the industry since 2001 and has worked for firms such as Fifth Third Securities, Inc., Morgan Stanley DW Inc., and INFINEX INVESTMENTS, INC. prior to joining Cambridge Investment Research Advisors, Inc.. James currently holds registrations in California, Florida, Idaho, Ohio, South Carolina, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
04/25/2023 - Present
Cambridge Investment Research Advisors, Inc. (Carroll OH)
OH
05/02/2005 - 04/19/2023
INFINEX INVESTMENTS, INC. (WAVERLY OH)
OH
08/16/2001 - 05/05/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
02/02/2001 - 08/20/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 03/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 02/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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