Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edmond Dortch is an Investment Advisor Representative at Integrated Wealth Concepts LLC. James has been in the financial industry since 1994 and holds the Series 6, 7, 24, 26, 63 and 65 licenses. He is registered in multiple states including Kentucky, Texas, Alabama, Delaware, Florida, Illinois, Indiana, Mississippi, North Carolina, South Carolina, Tennessee, and Texas. James has a diverse clientele, working with high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and charitable organizations. In addition to his role at Integrated Wealth Concepts LLC, James has also been involved in several other businesses, including Auto Wash USA, J & B Properties, and Financial Strategies Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
01/22/2019 - Present
Integrated Wealth Concepts LLC (Louisville KY)
KY
02/27/2003 - 12/13/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (LOUISVILLE KY)
MA
02/24/1999 - 01/10/2003
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NY
12/02/1993 - 03/08/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
12/02/1993 - 03/08/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2003
Series 24 - General Securities Principal Examination
BC
Issued 07/24/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/01/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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