Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edmond Clements is a financial advisor with over 25 years of experience in the financial industry. James is currently registered with CWM, LLC, which is an investment advisor firm based in Omaha, NE. Before joining CWM, LLC, James worked for several firms, including Ameritas Investment Company, LLC, Securities America, Inc., ICON Securities Corp, Equity Services, Inc., and National Planning Corporation. James specializes in retirement planning, college savings, and investment management. James is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
NE
08/21/2020 - Present
CWM, LLC (OMAHA NE)
NE
06/30/2017 - 07/29/2020
AMERITAS INVESTMENT COMPANY, LLC (LINCOLN NE)
NE
01/07/2014 - 06/23/2017
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
01/03/2011 - 02/14/2013
ICON SECURITIES CORP (NEW YORK NY)
VT
01/29/2009 - 12/09/2010
EQUITY SERVICES, INC. (MONTPELIER VT)
CO
11/19/2007 - 01/09/2009
NATIONAL PLANNING CORPORATION (DENVER CO)
PA
11/16/2000 - 11/01/2007
PARK AVENUE SECURITIES LLC (BETHLEHEM PA)
TX
02/10/1999 - 04/17/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
AZ
11/24/1997 - 01/27/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
04/02/1997 - 11/01/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
TX
08/10/1994 - 08/22/1995
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
MA
02/02/1994 - 06/17/1994
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 08/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/15/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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