Unclaimed
James Craige is a financial advisor who has been in the industry since 1991. James is currently registered with VP Distributors LLC and is licensed in Connecticut and New York. James was previously registered with ALPS Distributors, Inc. and has worked for several other firms including Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., Salomon Brothers Inc., Lehman Brothers Inc., Lehman Government Securities Inc., and Lehman Special Securities Inc. James has a Series 7 and Series 63 license. James is also licensed to sell investment advisory services and holds a Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/12/2022 - Present
VP Distributors LLC (NEW YORK NY)
NY
11/16/2007 - 04/08/2022
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
CA
12/01/2005 - 04/06/2006
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
NY
09/01/1998 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/04/1992 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
02/02/1990 - 05/29/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/02/1990 - 01/24/1992
LEHMAN GOVERNMENT SECURITIES INC.
NA
02/02/1990 - 01/24/1992
LEHMAN SPECIAL SECURITIES INC.
IA
Issued 12/09/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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