Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edgar Beck is a financial advisor with Momentum Independent Network Inc. located in Delray Beach, FL. James has been working in the financial services industry since May 1991. James holds the Series 6, 7, 31, and 63 licenses, as well as the SIE and Series 65 exams. James has a proven track record of providing financial advice to individuals, high-net-worth individuals, corporations, and charitable organizations. Prior to joining Momentum Independent Network Inc. James was a financial advisor with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Laughlin Group Advisors, Inc., CitiCorp Investment Services, JMC Financial Corporation, MetLife Securities Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
FL
10/28/2021 - Present
Momentum Independent Network Inc. (Delray Beach FL)
FL
06/01/2009 - 02/08/2012
MORGAN STANLEY SMITH BARNEY (DELRAY BEACH FL)
FL
06/26/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NY
11/21/1995 - 06/26/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NE
10/07/1994 - 03/17/1995
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
NY
01/27/1994 - 08/24/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
08/25/1992 - 01/11/1994
JMC FINANCIAL CORPORATION (BOSTON MA)
MA
07/02/1990 - 07/27/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/02/1990 - 07/27/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/04/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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