Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Eck is a financial advisor at Wells Fargo Advisors Financial Network, LLC. James has been in the financial industry since 2001. James has a Series 7, Series 31, Series 63, and Series 66 license. James holds a Series 31 license. James is registered in 34 states and is an active Investment Advisor Representative. James is affiliated with Wells Fargo Advisors Financial Network, LLC since 2018. James provides investment consulting services to institutional clients. James also provides financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
06/15/2018 - Present
Wells Fargo Advisors Financial Network, LLC (CINCINNATI OH)
OH
01/01/2008 - 06/15/2018
WELLS FARGO CLEARING SERVICES, LLC (CINCINNATI OH)
OH
10/04/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CINCINNATI OH)
BOTH
Issued 10/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Eck is the right advisor for you? Invested Better is here to help.
