Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Earl Williams is a financial professional with over 34 years of experience in the industry. James is currently registered with Newbridge Securities Corp. in Boca Raton, FL. James previously worked for Janney Montgomery Scott LLC and A.G. Edwards & Sons, Inc. James holds the Series 3, 7, 63 and 65 licenses. James is registered with the state of Florida and several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/09/2010 - Present
Newbridge Securities Corp. (BOCA RATON FL)
FL
07/30/2001 - 06/14/2010
JANNEY MONTGOMERY SCOTT LLC (BOCA RATON FL)
PA
05/30/2000 - 07/30/2001
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
MO
12/06/1990 - 05/31/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
05/22/1989 - 11/16/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
03/23/1988 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 05/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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