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James Earl Vann

Kovack Advisors, Inc.

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About James Earl Vann

James Vann is a financial advisor with Kovack Advisors, Inc., with over 25 years of experience in the industry. James is registered in 7 states including Alabama, Arkansas, Georgia, Kansas, Texas, and Utah. James is a licensed investment advisor representative. James has a long history in the industry, having worked with MML Investors Services, Inc., and Resource Horizons Group LLC prior to joining Kovack Advisors.

Firm Information

James Vann is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Vann’s Registration & Firm History

GA

01/07/2015 - Present

Kovack Advisors, Inc. (KENNESAW GA)

GA

07/31/2006 - 09/24/2014

RESOURCE HORIZONS GROUP LLC (KENNESAW GA)

GA

06/15/1993 - 08/07/2006

MML INVESTORS SERVICES, INC. (KENNESAW GA)

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Licenses & Designations

BC

Issued 06/22/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Earl Vann.
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