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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Earl Schmidt is an investment advisor representative at Ameriprise Financial Services, LLC. James has been in the industry since 1988 and has experience with a variety of financial products and services, including investment management, financial planning, and insurance. James holds a Series 7, Series 63, Series 52TO, Series 24, and Series 53 license. James is registered to offer investment advisory services in Texas and Wisconsin. In addition to his work with Ameriprise Financial Services, LLC, James has also held positions at Equitable Advisors, LLC and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
07/12/2024 - Present
Ameriprise Financial Services, LLC (Middleton WI)
WI
09/07/1989 - 07/17/2024
EQUITABLE ADVISORS, LLC (MIDDLETON WI)
NY
09/07/1989 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
09/20/1988 - 06/12/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 09/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 07/12/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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