Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Earl Mishoe is a registered representative with J.P. Morgan Securities LLC. James has been in the industry since 2006, and has previously held positions at Wells Fargo Clearing Services, LLC, Morgan Stanley, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James is licensed to conduct securities business in California, Colorado, Florida, Georgia, Illinois, Kentucky, Massachusetts, Nevada, New Hampshire, New York, North Carolina, Ohio, Pennsylvania, South Carolina, and Virginia. James is also licensed to conduct investment advisory business in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NC
03/04/2021 - Present
J.p. Morgan Securities LLC (Raleigh NC)
NC
04/05/2018 - 02/05/2021
WELLS FARGO CLEARING SERVICES, LLC (RALEIGH NC)
NC
09/13/2017 - 02/27/2018
MORGAN STANLEY (RALEIGH NC)
NC
08/21/2015 - 02/01/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARY NC)
IL
12/18/2006 - 12/18/2007
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
BOTH
Issued 09/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/15/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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