Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Earl Foote is an investment advisor representative with LPL Financial LLC. James has been in the financial services industry since 1993. James is registered with the state of Pennsylvania. James holds the Series 6, 63, and 65 licenses, as well as the SIE. James has prior experience with Triad Advisors LLC, OneAmerica Securities, Inc., American United Life Insurance Company, and Copeland Equities, Inc. James is located in NEWTOWN, Pennsylvania. James is able to provide financial planning, investment advice, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/15/2023 - Present
LPL Financial LLC (NEWTOWN PA)
PA
11/14/2022 - 06/02/2023
TRIAD ADVISORS LLC (Lancaster PA)
IN
12/17/2001 - 02/02/2021
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
08/29/1994 - 12/17/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
NJ
10/15/1991 - 08/08/1994
COPELAND EQUITIES, INC. (SOMERSET NJ)
IA
Issued 03/20/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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