Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dickman is a financial professional with over 30 years of experience in the financial services industry. James has worked with Stifel, Nicolaus & Company, Inc. since 2009. Before joining Stifel, James was a financial advisor with Ameriprise Advisor Services, Inc. and Investcorp, Inc. James is a Certified Financial Planner and holds Series 4, 6, 7, 9, 10, 24, 31, 63 and 65 licenses. James specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
04/29/2009 - Present
Stifel, Nicolaus & Company, Inc. (CHARLOTTESVILLE VA)
VA
10/21/2003 - 05/14/2009
AMERIPRISE ADVISOR SERVICES, INC. (CHARLOTTESVILLE VA)
FL
12/17/1990 - 10/23/2003
INVESTACORP, INC. (MIAMI FL)
NY
09/26/1986 - 12/19/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
10/30/1985 - 06/25/1986
LIFE OF VIRGINIA SECURITY SALES, LTD.
IA
Issued 09/16/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2004
Series 4 - Registered Options Principal Examination
BC
Issued 04/24/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/16/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/23/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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