Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Earl Broaddus is an investment advisor representative with Next Financial Group, Inc., located in Clute, TX. James has been in the securities industry since March 5, 2002. James is registered with the state of Texas as an investment advisor representative and as a broker-dealer. James is also registered with the state of Texas as an investment advisor. In addition to working with Next Financial Group, Inc., James is also the owner of J. E. Broaddus Investments, a business that offers securities and investment advisory services. James is a volunteer teacher at Brazosport College and the Pregnancy Help Center, where he teaches money management and budgeting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
TX
11/20/2013 - Present
Next Financial Group, Inc. (CLUTE TX)
TX
03/05/2002 - 11/30/2007
THE INVESTMENT CENTER, INC. (LAKE JACKSON TX)
IA
Issued 11/20/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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