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James E Wilson

Fidelity Brokerage Services LLC

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About James E Wilson

James Wilson is a registered representative with Fidelity Brokerage Services LLC, a firm that is not registered as an investment advisor. James has been in the securities industry for less than one year and has his Series 7, Series 63, and SIE licenses. He holds registrations in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. James is located in Covington, Kentucky and is associated with the Fidelity Brokerage Services LLC office in the same city.

Firm Information

James Wilson is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Wilson’s Registration & Firm History

KY

01/24/2024 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 02/12/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2024

Series 7TO - General Securities Representative Examination

BC

Issued 08/14/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for James E Wilson.
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