Unclaimed
James Wilson is a registered representative with Fidelity Brokerage Services LLC, a firm that is not registered as an investment advisor. James has been in the securities industry for less than one year and has his Series 7, Series 63, and SIE licenses. He holds registrations in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. James is located in Covington, Kentucky and is associated with the Fidelity Brokerage Services LLC office in the same city.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
01/24/2024 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 02/12/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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