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James E. Thornton

Fifth Pointe

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About James E. Thornton

James E. Thornton is a registered investment advisor representative in Virginia and Maryland. James is affiliated with Fifth Pointe, a firm based in Richmond, Virginia. James has been in the financial services industry for over 10 years, and holds both the Series 63 and Series 65 licenses. James specializes in providing financial planning, portfolio management, and educational seminars for individuals and businesses. James also provides insurance products through Fifth Pointe Financial LLC.

Firm Information

James Thornton is currently registered with Fifth Pointe. Fifth Pointe is a financial advisory firm offering financial planning, pension consulting, and educational seminars. They also provide portfolio management services for individuals and businesses.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Thornton’s Registration & Firm History

VA

04/21/2023 - Present

Fifth Pointe (RICHMOND VA)

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Licenses & Designations

IA

Issued 06/19/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/22/2020

Series 63 - Uniform Securities Agent State Law Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James E. Thornton.
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