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James E. Sullivan

Beaird Harris

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About James E. Sullivan

James E. Sullivan is a financial advisor who has been in the industry since 2000. James is a Certified Financial Planner and a Chartered Financial Analyst. Currently, James is an Investment Advisor Representative at Beaird Harris, a firm based in Dallas, Texas. Prior to joining Beaird Harris, James was employed at Fidelity Brokerage Services LLC. James specializes in financial planning, portfolio management for individuals, and pension consulting.

Firm Information

James Sullivan is currently registered with Beaird Harris. Beaird Harris is a financial advisory firm based in Dallas, Texas. They offer financial planning, portfolio management, and pension consulting services to individuals, families, businesses, charitable organizations, and pension and profit sharing plans. Beaird Harris has approximately 1669836738 dollars in regulatory assets under management.
Beaird Harris

5005 LYNDON B JOHNSON FWY

DALLAS, TX 75244

$1.67B

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Sullivan’s Registration & Firm History

TX

03/24/2017 - Present

Beaird Harris (DALLAS TX)

TX

09/20/2000 - 01/24/2017

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 10/01/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/28/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/24/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James E. Sullivan.
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