Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Runk is a financial advisor with over 15 years of experience in the industry. James is currently registered with Walleye Trading LLC. James has also held previous registrations with Columbia Management Investment Distributors, Inc., Ameriprise Financial Services, Inc., Thrivent Investment Management Inc., Woodbury Financial Services, Inc. and Hartford Investment Financial Services, LLC. James holds Series 6, 7, 24, 52TO, 53, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
10/05/2020 - Present
Walleye Trading LLC (Plymouth MN)
MN
02/01/2016 - 09/03/2020
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
09/03/2015 - 02/01/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
03/06/2013 - 03/26/2015
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
05/30/2008 - 02/11/2013
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
PA
11/07/2007 - 05/21/2008
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)
BOTH
Issued 06/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/29/2011
Series 24 - General Securities Principal Examination
BC
Issued 08/22/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/11/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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