Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames E. Ross is a financial advisor with Woodmen Financial Services, Inc. He has been in the financial services industry since 2013. James holds Series 6, SIE and Series 63 licenses and is registered to sell securities in Arkansas, Louisiana and Texas. Prior to joining Woodmen Financial Services, Inc., James was employed by Allstate Financial Services, LLC, NYLIFE Securities LLC, and MWA Financial Services INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
03/02/2021 - Present
Woodmen Financial Services, Inc. (OMAHA NE)
LA
04/01/2020 - 02/01/2021
ALLSTATE FINANCIAL SERVICES, LLC (SHREVEPORT LA)
TX
09/28/2016 - 03/27/2019
NYLIFE SECURITIES LLC (TEXARKANA TX)
TX
04/19/2016 - 08/18/2016
MWA FINANCIAL SERVICES INC. (Texarkana TX)
NE
03/19/2012 - 11/03/2015
WOODMEN FINANCIAL SERVICES, INC. (OMAHA NE)
BC
Issued 10/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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