Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames E Owens is a registered Investment Advisor Representative with Mutual Advisors, LLC. James has been in the financial industry for over 39 years. James's experience includes positions at Mutual Securities, Inc., LINSCO/PRIVATE LEDGER CORP., SALOMON SMITH BARNEY INC., LEHMAN BROTHERS INC., BATEMAN EICHLER, HILL RICHARDS, INCORPORATED, and DEAN WITTER REYNOLDS INC. James currently holds a Series 63 and Series 65 registration, as well as a Series 24 principal license and Series 3, Series 5, and Series 7 licenses. James is also a registered Investment Advisor in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
07/02/2013 - Present
Mutual Advisors, LLC (OMAHA NE)
CA
11/16/2005 - 12/31/2022
MUTUAL SECURITIES, INC. (CAMARILLO CA)
CA
08/17/2000 - 11/28/2005
LINSCO/PRIVATE LEDGER CORP. (VENTURA CA)
NY
07/31/1993 - 07/28/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/19/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/14/1984 - 07/19/1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
03/02/1982 - 08/09/1984
DEAN WITTER REYNOLDS INC.
IA
Issued 03/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1984
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure James Owens is the right advisor for you? Invested Better is here to help.
