Unclaimed
James Kaminski is a financial advisor with over 20 years of experience in the industry. James currently holds a Series 6, Series 63, and SIE license. James is registered to conduct business in Arizona, California, Minnesota, Nevada and Utah. James is currently employed with THE O.n. Equity Sales Co. Previously James worked for MML INVESTORS SERVICES, LLC, AMERITAS INVESTMENT CORP. and NEW ENGLAND SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/15/2017 - Present
THE O.n. Equity Sales Co. (Valencia CA)
CA
06/17/2014 - 12/31/2016
THE O.N. EQUITY SALES COMPANY (Newhall CA)
CA
06/08/2010 - 07/06/2012
MML INVESTORS SERVICES, LLC (WESTLAKE VILLAGE CA)
CA
12/08/2008 - 11/06/2009
AMERITAS INVESTMENT CORP. (GLENDALE CA)
CA
10/12/2000 - 11/03/2008
NEW ENGLAND SECURITIES (WOODLAND HILLS CA)
BC
Issued 11/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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