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James E Kaminski

THE O.n. Equity Sales Co.

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About James E Kaminski

James Kaminski is a financial advisor with over 20 years of experience in the industry. James currently holds a Series 6, Series 63, and SIE license. James is registered to conduct business in Arizona, California, Minnesota, Nevada and Utah. James is currently employed with THE O.n. Equity Sales Co. Previously James worked for MML INVESTORS SERVICES, LLC, AMERITAS INVESTMENT CORP. and NEW ENGLAND SECURITIES.

Firm Information

James Kaminski is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Kaminski’s Registration & Firm History

CA

05/15/2017 - Present

THE O.n. Equity Sales Co. (Valencia CA)

CA

06/17/2014 - 12/31/2016

THE O.N. EQUITY SALES COMPANY (Newhall CA)

CA

06/08/2010 - 07/06/2012

MML INVESTORS SERVICES, LLC (WESTLAKE VILLAGE CA)

CA

12/08/2008 - 11/06/2009

AMERITAS INVESTMENT CORP. (GLENDALE CA)

CA

10/12/2000 - 11/03/2008

NEW ENGLAND SECURITIES (WOODLAND HILLS CA)

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Licenses & Designations

BC

Issued 11/13/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James E Kaminski.
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