Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fahey is a financial advisor with over 20 years of experience in the industry. James is currently registered with Intercoastal Capital Markets, Inc. in Boca Raton, FL. James holds the Series 6, 7, 24 and 63 licenses as well as the SIE exam. Previously, James worked at EK Riley Investments, LLC in Seattle, WA and Jencks & Company LLC in Woodway, WA. James also worked at Safeco Securities, Inc. in Bellevue, WA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/26/2020 - Present
Intercoastal Capital Markets, Inc. (BOCA RATON FL)
WA
03/07/2003 - 09/11/2020
EK RILEY INVESTMENTS, LLC (Seattle WA)
WA
01/08/2003 - 06/11/2003
JENCKS & COMPANY LLC (WOODWAY WA)
WA
06/10/1998 - 08/28/1999
SAFECO SECURITIES, INC. (BELLEVUE WA)
BC
Issued 01/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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