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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fagan is a financial advisor with Victory Capital Management Inc. James has been in the industry since 1997. James is registered to provide investment advice and securities services in Michigan, Ohio, and Pennsylvania. James has several industry certifications, including Series 7, Series 9, Series 10, Series 31, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MI
10/27/2014 - Present
Victory Capital Management Inc. (TROY MI)
MI
10/17/2007 - 11/26/2012
WELLS FARGO SECURITIES, LLC (BLOOMFIELD HILLS MI)
MI
06/26/2006 - 10/31/2007
WACHOVIA SECURITIES, LLC (WEST BLOOMFIELD MI)
NY
11/21/1996 - 05/26/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/15/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/21/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 11/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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