Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames E Elizondo is a financial professional with over 38 years of experience in the industry. James currently works for Stifel, Nicolaus & Company, Inc. in Fort Wayne, Indiana. James has held prior roles with City Securities Corporation and Summers & Company, Inc., both in Fort Wayne, Indiana and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/03/2017 - Present
Stifel, Nicolaus & Company, Inc. (FORT WAYNE IN)
IN
02/07/1996 - 12/31/2016
CITY SECURITIES CORPORATION (FORT WAYNE IN)
IN
03/12/1987 - 01/02/1996
SUMMERS & COMPANY, INC. (FORT WAYNE IN)
NA
01/23/1985 - 01/28/1987
A. G. EDWARDS & SONS, INC.
BC
Issued 01/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 03/09/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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