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James E Couzens

CWM, LLC

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About James E Couzens

James E. Couzens is a wealth advisor at CWM, LLC dba Carson Partners. James Couzens has been in the industry since 1970 and has experience in providing portfolio management, financial planning, estate planning and additional advisory services. James Couzens's previous affiliations include Integrated Resources Equity Corporation, BNL Securities, Inc., and Independent Financial Planners Corporation. James Couzens is registered with the state of Connecticut and holds Series 1, 7TO, 24, 63 and SIE licenses. James Couzens is also a Chartered Financial Consultant. James Couzens is committed to providing his clients with the highest level of service and expertise.

Firm Information

James Couzens is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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James Couzens’s Registration & Firm History

NE

05/09/2022 - Present

CWM, LLC (OMAHA NE)

CT

11/19/1989 - 05/11/2022

ROYAL ALLIANCE ASSOCIATES, INC. (FARMINGTON CT)

NA

11/24/1989 - 12/11/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

01/27/1983 - 11/19/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

09/03/1982 - 01/10/1983

BNL SECURITIES INC.

NA

01/23/1975 - 12/08/1982

INDEPENDENT FINANCIAL PLANNERS CORPORATION

NA

11/03/1972 - 04/03/1975

INTEGRATED RESOURCES EQUITY CORPORATION

NA

02/18/1970 - 11/30/1972

PHOENIX EQUITY PLANNING CORPORATION

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Licenses & Designations

BC

Issued 07/22/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/1990

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/1970

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James E Couzens.
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