Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Child is a financial professional with over 15 years of experience in the industry. James has a strong background in securities trading and investment management, having worked for leading firms such as Credit Suisse Securities (USA) LLC and BANC of America Securities LLC. James is currently registered with Third Seven Capital LLC and holds licenses for Series 7, Series 63, and SIE exams. James is registered with the state of New York, New Jersey, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/05/2017 - Present
Third Seven Capital LLC (NEW YORK NY)
NY
05/25/2004 - 05/13/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
12/18/2003 - 06/05/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 02/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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