Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames E. Casey is a financial advisor with LPL Financial LLC in HAMILTON, MI. James has been in the industry since March 10, 2005, and has experience with Securities America, Inc., Signator Investors, Inc., Edward Jones, J.P. Morgan Securities Inc., and UBS Financial Services Inc. James is a registered representative with the state of Michigan and has passed the Series 66, Series 24, Series 10, Series 9, SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
01/06/2024 - Present
LPL Financial LLC (HAMILTON MI)
MI
10/19/2018 - 01/23/2020
SECURITIES AMERICA, INC. (HAMILTON MI)
IL
12/14/2012 - 10/22/2018
SIGNATOR INVESTORS, INC. (ROSEMONT IL)
IL
02/19/2010 - 12/18/2012
EDWARD JONES (NAPERVILLE IL)
IL
10/01/2008 - 02/12/2010
J.P. MORGAN SECURITIES INC. (WHEATON IL)
IL
05/17/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NAPERVILLE IL)
NJ
12/03/2004 - 02/14/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 01/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 08/02/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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