Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames E. Cannon is a financial advisor with over 20 years of experience in the industry. James is registered with Snowden Capital Advisors LLC and has previously worked with J.P. Morgan Securities LLC, Credit Suisse Securities (USA) LLC, Banc of America Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Broker Dealer Financial Services Corp. James has a strong track record of providing financial advice to individuals, businesses, and institutions. James holds Series 3, 7, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
09/07/2020 - Present
Snowden Capital Advisors LLC (Chicago IL)
IL
05/11/2011 - 09/18/2020
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
04/27/2006 - 05/13/2011
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
IL
07/04/2003 - 05/02/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (WINNETKA IL)
NY
06/15/2001 - 03/04/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
01/01/2001 - 06/05/2001
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
BOTH
Issued 07/09/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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