Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Buchmiller is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. James has been in the industry since June 2008 and has a strong track record of helping clients achieve their financial goals. James is registered with the Securities and Exchange Commission and holds licenses in multiple states including Washington, Texas, California, and Oregon. James is a dedicated professional who is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/24/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
10/01/2012 - 07/05/2013
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
WA
02/14/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SEATTLE WA)
WA
06/20/2008 - 01/25/2011
AXA ADVISORS, LLC (BELLEVUE WA)
WA
08/27/2007 - 12/11/2007
AMERIPRISE FINANCIAL SERVICES, INC. (SEATTLE WA)
BOTH
Issued 9/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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