Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Baltzersen is an investment advisor representative registered with Prospera Financial Services, Inc. James has been in the industry since September 13, 2003. James has a strong background in financial services, with experience at several firms including Edward Jones, Summit Brokerage Services, Inc., and Cetera Advisor Networks LLC. James has a strong track record of providing investment advice to individual and institutional clients. James is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
IN
04/07/2021 - Present
Prospera Financial Services, Inc. (Crown Point IN)
IN
09/20/2019 - 04/09/2021
CETERA ADVISOR NETWORKS LLC (CROWN POINT IN)
IN
06/25/2012 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (CROWN POINT IN)
IN
08/26/2003 - 06/05/2012
EDWARD JONES (CROWN POINT IN)
BOTH
Issued 01/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Baltzersen is the right advisor for you? Invested Better is here to help.
