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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anderson is a financial advisor who has been in the industry since January 30, 2022. James is currently registered with Morgan Stanley in Georgia and Texas. James has a wide range of experience, having previously worked at Guardian Investor Services Corporation. James is committed to providing clients with the highest level of personalized service and expertise. James has a wide range of experience in financial planning, investment management, and retirement planning. James holds the Series 6, 7, 63, and 66 licenses. James is a registered representative of Morgan Stanley and an investment advisor representative of Morgan Stanley Smith Barney LLC. James is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
07/23/2024 - Present
Morgan Stanley (Alpharetta GA)
NY
01/11/1994 - 04/01/1996
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BOTH
Issued 07/23/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/14/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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