Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dwight Hiles is a financial advisor with over 30 years of experience in the financial services industry. James currently works at Wealth Enhancement Advisory Services, LLC and is registered in Florida, New Jersey and Pennsylvania. James has previously worked at a number of firms including, PURSHE KAPLAN STERLING INVESTMENTS, MONTAGE SECURITIES, LLC, CBIZ FINANCIAL SOLUTIONS, INC., CAPITAL ANALYSTS, INCORPORATED, TOWER SQUARE SECURITIES, INC., PRUDENTIAL SECURITIES INCORPORATED, CIGNA FINANCIAL ADVISORS,INC., and again at CAPITAL ANALYSTS, INCORPORATED. James has a Series 7, Series 24 and Series 63 license. James also holds a designation as a Chartered Financial Consultant. James is a specialist in retirement planning, estate planning, education planning and business planning. In addition to providing investment advice, James also provides commercial real estate rental services through SHADY SIDE REAL ESTATE LLC in Tinton Falls, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
09/20/2023 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
NJ
04/02/2014 - 08/17/2017
PURSHE KAPLAN STERLING INVESTMENTS (Little Silver NJ)
NJ
12/06/2011 - 12/31/2013
MONTAGE SECURITIES, LLC (SHREWSBURY NJ)
NY
09/02/2004 - 12/09/2011
CBIZ FINANCIAL SOLUTIONS, INC. (NEW YORK NY)
OH
12/12/2002 - 06/02/2004
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
CA
04/17/2002 - 09/06/2002
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
10/20/1997 - 11/09/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
PA
06/10/1992 - 09/30/1997
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
OH
06/20/1984 - 05/05/1992
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
BC
Issued 04/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/1989
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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