Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Stone is a financial advisor with over 28 years of experience in the financial services industry. He is currently a registered representative of Osaic Wealth, Inc. and a Registered Investment Advisor. James has held various positions at firms including Lincoln Financial Advisors Corporation and SagePoint Financial, Inc. He holds several licenses, including Series 6, 7, 63, and 65, as well as the SIE exam. James specializes in providing financial planning and investment advisory services to individuals, families, businesses, and charitable organizations. James is also a Certified Financial Planner™.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
09/01/2023 - Present
Osaic Wealth, Inc. (SCHAUMBURG IL)
IL
05/16/2022 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCHAUMBURG IL)
IL
02/16/1999 - 05/16/2022
LINCOLN FINANCIAL ADVISORS CORPORATION (CHICAGO IL)
IN
02/16/1999 - 03/27/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MA
12/19/1994 - 02/08/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
12/19/1994 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 5/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/10/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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