Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Easton is a financial advisor with over 37 years of experience in the financial services industry. James is currently registered with Osaic Wealth, INC. and is a Certified Financial Planner. James has worked with many firms in the past, including Sagepoint Financial, INC., LPL Financial LLC, Mutual Service Corporation, Geneva Securities, INC., A.S.A. Investment Company, and Vanderbilt Capital Corporation. James is also the proprietor of a sole proprietorship that provides advising and selling fixed life and annuity products. James offers various advisory services including financial planning, pension consulting, educational seminars, and selection of other advisors.
ROCKFORD, IL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
09/01/2023 - Present
Osaic Wealth, Inc. (ROCKFORD IL)
IL
09/17/2014 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (ROCKFORD IL)
IL
09/08/2009 - 09/13/2013
LPL FINANCIAL LLC (ROCKFORD IL)
IL
01/05/1993 - 09/08/2009
MUTUAL SERVICE CORPORATION (ROCKFORD IL)
IL
10/24/1986 - 12/31/1992
GENEVA SECURITIES,INC. (SCHAUMBURG IL)
NA
08/19/1985 - 02/10/1988
A.S.A. INVESTMENT COMPANY
NA
06/18/1985 - 12/17/1985
VANDERBILT CAPITAL CORPORATION
IA
Issued 11/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/5/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/4/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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