Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dustin Curbow is a financial advisor with over 20 years of experience in the industry. James currently works at Stifel, Nicolaus & Company, Inc. in Gainesville, FL. James holds multiple licenses, including Series 63, Series 65, Series 7, and Series 52. James is also a Certified Financial Planner. Prior to joining Stifel, Nicolaus & Company, Inc., James worked at Morgan Stanley in Tampa, FL and Citigroup Global Markets Inc. in Gainesville, FL. James has a strong track record of providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. James's expertise lies in developing customized financial plans that meet his clients' individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/12/2022 - Present
Stifel, Nicolaus & Company, Inc. (GAINESVILLE FL)
FL
06/01/2009 - 12/16/2022
MORGAN STANLEY (Tampa FL)
FL
01/20/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GAINESVILLE FL)
OH
03/24/2003 - 01/26/2005
VALMARK SECURITIES, INC. (AKRON OH)
NY
11/04/1999 - 03/18/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MI
07/26/1996 - 02/24/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 10/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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