Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dunlap Ray is a financial advisor with Retirement Plan Advisors, LLC. James has been in the financial industry since 1982. James holds the Series 6, 7, 26, 63, and 65 licenses and has been registered with the Securities and Exchange Commission (SEC) since 2008. James has also worked with Nationwide Investment Services Corporation and First Investors Corporation. James provides financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and publication of periodicals. James is based in Metairie, Louisiana and serves clients in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
11/26/2019 - Present
Retirement Plan Advisors, LLC (METAIRIE LA)
OH
08/01/1985 - 04/03/2000
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NA
10/22/1982 - 07/23/1985
FIRST INVESTORS CORPORATION
IA
Issued 03/14/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/1983
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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