Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Zahringer is a financial advisor at Raymond James & Associates, Inc. with over 30 years of experience in the industry. James holds a variety of licenses and certifications, including Series 3, 5, 7, 9, 10, 63, and 65. James has a strong track record of providing financial guidance to individuals, families, businesses, and institutions. James is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/02/2018 - Present
Raymond James & Associates, Inc. (Palm Beach FL)
FL
01/13/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (PALM BEACH FL)
MD
02/09/1999 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NJ
01/28/1995 - 02/26/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/11/1990 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
05/22/1989 - 04/11/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
01/19/1983 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 05/07/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/13/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1983
Series 5 - Interest Rate Options Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1982
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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