Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McGary is a financial advisor with LPL Financial LLC. James has been in the industry since 2009 and has worked with a number of firms including CUNA Brokerage Services, Inc., Allstate Financial Services, LLC, and MML Investors Services, LLC. James is registered to provide investment advice in Indiana, Iowa, Kentucky, Louisiana, New York, North Carolina, and South Carolina. James specializes in a variety of financial services including financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
09/08/2020 - Present
LPL Financial LLC (FRANKFORT KY)
FL
04/23/2019 - 09/14/2020
CUNA BROKERAGE SERVICES, INC. (Davie FL)
FL
02/28/2018 - 04/16/2019
ALLSTATE FINANCIAL SERVICES, LLC (BONITA SPRINGS FL)
KY
02/06/2009 - 02/23/2018
MML INVESTORS SERVICES, LLC (LEXINGTON KY)
IA
Issued 04/23/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James McGary is the right advisor for you? Invested Better is here to help.
