Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Duncan Carey is a financial advisor with over 30 years of experience in the industry. James is currently registered with Wedbush Securities Inc. James has previously been associated with First Wall Street Corp., Thomas James Associates, Inc., Whitehall Investment Securities, Ltd. and First Eagle, Inc. James has a Series 7, Series 63 and SIE licenses and is registered in 30 states. James specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars. James is also a business consultant and owner of Carey Capital Management in San Diego, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/27/2011 - Present
Wedbush Securities Inc. (LA JOLLA CA)
CA
04/26/1991 - 12/31/2008
FIRST WALL STREET CORP. (SAN DIEGO CA)
NY
10/30/1990 - 07/23/1991
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NA
09/19/1990 - 10/23/1990
WHITEHALL INVESTMENT SECURITIES, LTD.
NA
09/19/1989 - 09/11/1990
FIRST EAGLE, INC.
BC
Issued 04/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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