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James Dudley Howard

Valley Financial Management, Inc.

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About James Dudley Howard

James Dudley Howard is a registered representative with Valley Financial Management, Inc. James has been in the industry since 2010. James is licensed in 20 states and holds the Series 63, Series 53, Series 24, Series 79TO, SIE, Series 52, and Series 62 licenses. Previously, James worked at DV FINANCIAL SERVICES, LLC and BEDMINSTER FINANCIAL GROUP, LIMITED. Valley Financial Management, Inc. offers advisory services to individuals.

Firm Information

James Howard is currently registered with Valley Financial Management, Inc.. Valley Financial Management, Inc. is a corporation headquartered in NEW YORK, NY, United States. They offer portfolio management services to individuals and high-net-worth individuals. The firm has been registered with the SEC since 2000. Their website addresses are: https://www.linkedin.com/company/valleybank, https://twitter.com/ValleyBank, https://www.facebook.com/ValleyBank/, and https://valley.com/. They have 55 registered representatives and 28 investment adviser representatives. Valley Financial Management, Inc. is also a participant in wrap fee programs.
Valley Financial Management, Inc.

350 MADISON AVE.

NEW YORK, NY 10017

$55,000

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Howard’s Registration & Firm History

AZ

09/18/2023 - Present

Valley Financial Management, Inc. (Phoenix AZ)

AZ

03/18/2014 - 01/30/2024

DV FINANCIAL SERVICES, LLC (PHOENIX AZ)

AZ

04/01/2010 - 04/23/2014

BEDMINSTER FINANCIAL GROUP, LIMITED (PHOENIX AZ)

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Licenses & Designations

BC

Issued 03/29/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/25/2013

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/23/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/28/2013

Series 52 - Municipal Securities Representative Examination

BC

Issued 03/30/2010

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Dudley Howard.
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