Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Driscoll is a financial advisor who has been working in the industry since December 2019. James is registered with Fidelity Personal and Workplace Advisors and has a Series 63 and Series 66 license. James also has a Series 7TO license. James is currently registered in 54 states including Texas, where he is registered as a resident advisor. James has previous experience at MetLife Investors Distribution Company, Alliance-One Investments, LLC, and PRUCO Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
RI
08/08/2024 - Present
Fidelity Personal AND Workplace Advisors (JOHNSTON RI)
RI
01/11/2022 - 07/27/2023
METLIFE INVESTORS DISTRIBUTION COMPANY (WARWICK RI)
RI
08/26/2020 - 11/22/2021
ALLIANCE-ONE INVESTMENTS, LLC (Warwick RI)
RI
02/27/2020 - 05/27/2020
PRUCO SECURITIES, LLC. (WARWICK RI)
RI
06/14/2019 - 02/03/2020
METLIFE INVESTORS DISTRIBUTION COMPANY (WARWICK RI)
BOTH
Issued 08/02/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/14/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/10/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure James Driscoll is the right advisor for you? Invested Better is here to help.
