Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hurley is a financial advisor with over 15 years of experience in the industry. James currently works with Wells Fargo Clearing Services, LLC, and is licensed to provide investment advice in Maryland and Texas. James has a proven track record of success in helping clients achieve their financial goals, and is committed to providing personalized service to each individual client. Previous to James's current role, James was affiliated with UVEST Financial Services Group, Inc., Wachovia Securities, LLC, and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
11/09/2022 - Present
Wells Fargo Clearing Services, LLC (COLUMBIA MD)
MD
08/18/2010 - 06/26/2012
WELLS FARGO ADVISORS, LLC (GERMANTOWN MD)
DC
12/12/2007 - 08/17/2009
WELLS FARGO ADVISORS, LLC (WASHINGTON DC)
MD
03/02/2006 - 09/27/2007
UVEST FINANCIAL SERVICES GROUP, INC. (GAITHERSBURG MD)
MO
02/23/2005 - 02/23/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IA
Issued 03/02/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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