Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Woodruff is a financial advisor based in Birmingham, Alabama. James has over 15 years of experience in the financial services industry. James is a Certified Financial Planner and has a Series 7, Series 31, and Series 66 license. James is currently registered with Cambridge Investment Research Advisors, Inc. James has previously worked with Raymond James Financial Services, Inc., FSC Securities Corporation, LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wachovia Securities, LLC. James specializes in working with individuals, high-net-worth individuals, and pension and profit-sharing plans. James has a strong track record of helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AL
10/16/2024 - Present
Cambridge Investment Research Advisors, Inc. (Birmingham AL)
AL
08/01/2016 - 11/16/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
04/25/2014 - 08/08/2016
FSC SECURITIES CORPORATION (BIRMINGHAM AL)
AL
05/31/2013 - 04/08/2014
LPL FINANCIAL LLC (BIRMINGHAM AL)
AL
09/15/2008 - 06/03/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
AL
08/23/2007 - 12/17/2008
WACHOVIA SECURITIES, LLC (BIRMINGHAM AL)
BOTH
Issued 09/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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