Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Douglas Willson is an investment advisor representative, licensed in California and registered with MML Investors Services, LLC. James has been active in the financial services industry since August 14, 2001. Previously, James has held positions with The Leaders Group, Inc., Lincoln Financial Distributors, Inc., Wells Fargo Advisors, LLC, AXA Distributors, LLC, Jackson National Life Distributors LLC, Planco Financial Services, Inc. and J.C. Bradford & Co.. James specializes in providing financial planning, asset allocation programs, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
01/09/2024 - Present
MML Investors Services, LLC (Granite Bay CA)
CO
04/20/2022 - 02/27/2023
THE LEADERS GROUP, INC. (LITTLETON CO)
CO
08/05/2021 - 12/31/2021
THE LEADERS GROUP, INC. (LITTLETON CO)
PA
08/12/2015 - 10/01/2019
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NC
12/19/2011 - 07/29/2015
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
07/15/2008 - 12/01/2011
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
TN
01/22/2002 - 07/23/2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
CT
08/15/2000 - 10/03/2001
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
NY
12/21/1998 - 07/06/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 11/20/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Willson is the right advisor for you? Invested Better is here to help.
