Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Douglas Watts is an experienced financial advisor with over 28 years in the industry. Currently, James is registered with Osaic Wealth, Inc. in Florida and other states. Before joining Osaic Wealth, Inc., James was registered with Securities America, Inc. in Florida and Investors Security Company, Inc. in Virginia. James has a broad range of experience in the financial industry, having worked with clients of various sizes. He holds Series 6, Series 63, Series 65, and SIE licenses. James is also a licensed insurance agent. In addition to his financial services, James volunteers his time in his neighborhood by teaching guitar classes.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
06/14/2024 - Present
Osaic Wealth, Inc. (HAMPTON VA)
FL
12/07/2012 - 06/14/2024
SECURITIES AMERICA, INC. (ESTERO FL)
VA
01/02/2004 - 12/07/2012
INVESTORS SECURITY COMPANY, INC. (RICHMOND VA)
GA
02/28/2001 - 12/31/2003
DEMPSEY FINANCIAL NETWORK, INC. (ATLANTA GA)
MA
09/14/2000 - 02/26/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
VA
12/01/1997 - 08/31/2000
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
11/29/1994 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
IA
Issued 10/26/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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