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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Douglas Waite is a registered investment advisor representative with Check Capital Management Inc. in COSTA MESA, CA. James has been in the industry since 1988 and holds Series 7, 9, 10, 24, and 63 licenses. James has a history of working for other prominent firms such as Charles Schwab & Co., Inc., Griffin Financial Services, and Baraban Securities, Inc. James's firm specializes in providing financial planning, portfolio management for individuals, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
03/30/2007 - Present
Check Capital Management Inc. (COSTA MESA CA)
CA
02/05/1997 - 02/21/2007
CHARLES SCHWAB & CO., INC. (MISSION VIEJO CA)
NA
08/13/1991 - 01/20/1997
GRIFFIN FINANCIAL SERVICES
CA
05/09/1991 - 08/08/1991
BARABAN SECURITIES, INC. (LOS ANGELES CA)
GA
12/20/1990 - 04/04/1991
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NJ
04/28/1988 - 03/20/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/28/1988 - 03/20/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
10/19/1983 - 03/11/1988
BARABAN SECURITIES, INC.
BC
Issued 08/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/05/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/30/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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